Signal · Geopolitical Risk
CMA urges market institutions to comply with securities lending rules
What the source reported
Source-reported<p ><img src="https://argaamplus.s3.amazonaws.com/e583ae2b-12b2-4546-8a02-38c54ff662d2.png" ></p> <hr> <p ><span ><span >The Capital Market Authority (CMA) today, Sept. 30, urged all capital market institutions to ensure compliance with regulatory requirements governing the lending of listed securities, in line with the Capital Market Law and relevant implementing regulations.</span></span></p> <p ></p> <p ><span ><span >The move aims to strengthen practices related to listed securities lending, protect investors’ rights, and support the integrity and fairness of transactions in the capital market.</span></span></p> <p ></p> <p ><span ><span >The CMA said the emphasis on this matter comes as part of its role in regulating the capital market and overseeing the activities and operations of entities under its supervision, as well as its efforts to strengthen compliance with relevant regulatory requirements.</span></span></p> <p ></p> <p ><span ><span >The authority also highlighted its monitoring of capital market institutions’ compliance with securities lending requirements, including suitability requirements when entering into listed securities lending transactions and obtaining the client’s explicit written consent before lending their securities. This comes in accordance with the provisions of the Capital Market Institutions Regulations and the Securities Lending Regulations.</span></span></p> <p ></p> <p ><span ><span >The CMA stressed that it will continue to monitor compliance with the relevant regulatory requirements and take the necessary regulatory measures against practices that fail to comply with such requirements, in order to safeguard investors’ rights and enhance the integrity and fairness of capital market transactions.</span></span></p>
- Publication
- Argaam - Main News · Trade Publication
- Published
- 30th September 2026
- Original report
- argaam.com
ProcIntel stores what the source published in its feed — a headline, a summary and a link. It does not store or reproduce the full article.
What ProcIntel recorded
ProcIntel-derived- Category
- Geopolitical Risk
- Geography
- Saudi Arabia
- Organisations
- None identified
- Collected
- 30th September 2026 · 23:41
Initial assessment ProcIntel's automatic, provisional read of this individual Signal -- Initial Significance and Initial Confidence, computed deterministically before any Event extraction or human review.
A provisional, automatically computed reading of this individual Signal, before Event extraction or human review. Not a final rating.
Initial Significance Moderate (32.0/100). Strongest contributor: Procurement Impact (21.0/30 points). Limiting factor: Geographic Breadth (0.0/10 points). Initial Confidence Low (25.5/100, data sufficiency: Insufficient). Strongest contributor: Source Authority (20.0/40 points). Limiting factor: Specificity (0.0/20 points).
- Strongest contributor
- Procurement Impact
- Limiting factor
- Geographic Breadth